SEC FORM 5 SEC Form 5
FORM 5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
 
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Form 3 Holdings Reported.
X
Form 4 Transactions Reported.
1. Name and Address of Reporting Person*
SHAW STEVEN A

(Last) (First) (Middle)
503 13TH AVENUE EAST, #205

(Street)
SEATTLE WA 98102

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Mastech Digital, Inc. [ MHH ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
3. Statement for Issuer's Fiscal Year Ended (Month/Day/Year)
12/31/2018
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned at end of Issuer's Fiscal Year (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Amount (A) or (D) Price
Common Stock 01/02/2018 P4 2,000(1) A $5.04(1)(2) 1,174,953(1) D
Common Stock 01/08/2018 P4 2,000 A $4.88(3) 1,174,953 D
Common Stock 01/10/2018 P4 400 A $4.94 1,174,953 D
Common Stock 01/11/2018 P4 200 A $4.97 1,174,953 D
Common Stock 01/18/2018 P4 600 A $5.07 1,174,953 D
Common Stock 01/19/2018 P4 1,000 A $4.96(4) 1,174,953 D
Common Stock 01/22/2018 P4 400 A $4.92 1,174,953 D
Common Stock 01/25/2018 P4 400 A $4.87 1,174,953 D
Common Stock 01/29/2018 P4 3,104 A $4.98(5) 1,174,953 D
Common Stock 01/30/2018 P4 600 A $4.98 1,174,953 D
Common Stock 01/31/2018 P4 5,006 A $4.99(6) 1,174,953 D
Common Stock 02/01/2018 P4 200 A $4.92 1,174,953 D
Common Stock 02/02/2018 P4 1,108 A $4.96(7) 1,174,953 D
Common Stock 02/05/2018 P4 598 A $4.88 1,174,953 D
Common Stock 02/08/2018 P4 200 A $5.22 1,174,953 D
Common Stock 02/20/2018 P4 600 A $5.41(8) 1,174,953 D
Common Stock 02/21/2018 P4 600 A $5.74 1,174,953 D
Common Stock 02/23/2018 P4 1,000 A $5.88(9) 1,174,953 D
Common Stock 02/27/2018 P4 600 A $5.87(10) 1,174,953 D
Common Stock 03/01/2018 P4 200 A $5.75 1,174,953 D
Common Stock 03/05/2018 P4 800 A $5.78(11) 1,174,953 D
Common Stock 03/06/2018 P4 250 A $5.71(12) 1,174,953 D
Common Stock 03/13/2018 P4 200 A $6.53 1,174,953 D
Common Stock 03/14/2018 P4 800 A $6.85(13) 1,174,953 D
Common Stock 03/26/2018 P4 200 A $6.48 1,174,953 D
Common Stock 04/17/2018 P4 200 A $6 1,174,953 D
Common Stock 04/24/2018 P4 200 A $6.07 1,174,953 D
Common Stock 04/30/2018 P4 400 A $7.4 1,174,953 D
Common Stock 05/07/2018 P4 200 A $7.55 1,174,953 D
Common Stock 05/11/2018 P4 200 A $8.01 1,174,953 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
(A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. All reported numbers of shares and prices per share are adjusted to reflect a two-for-one stock split that was declared by the Issuer's board of directors on July 24, 2018.
2. This purchase was executed through multiple trades at prices ranging from $5.0075 to $5.105. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 5.
3. This purchase was executed through multiple trades at prices ranging from $4.8708 to $4.88385. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 5.
4. This purchase was executed through multiple trades at prices ranging from $4.925 to $4.98. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 5.
5. This purchase was executed through multiple trades at prices ranging from $4.875 to $5.0325. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 5.
6. This purchase was executed through multiple trades at prices ranging from $4.9621 to $4.99715. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 5.
7. This purchase was executed through multiple trades at prices ranging from $4.945 to $4.9664. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 5.
8. This purchase was executed through multiple trades at prices ranging from $5.4071 to $5.425. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 5.
9. This purchase was executed through multiple trades at prices ranging from $5.8725 to $5.90. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 5.
10. This purchase was executed through multiple trades at prices ranging from $5.825 to $5.89035. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 5.
11. This purchase was executed through multiple trades at prices ranging from $5.7834 to $5.78375. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 5.
12. This purchase was executed through multiple trades at prices ranging from $5.705 to $5.715. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 5.
13. This purchase was executed through multiple trades at prices ranging from $6.82 to $6.92. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 5.
Remarks:
1 of 3 Form 5s filed for the Issuer's fiscal year ended December 31, 2018
/s/ Steven A. Shaw 09/04/2020
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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